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Institutional Services

Multi-Market Execution, Custody & Clearing, and Financing for Institutional and Corporate Clients

Market Coverage

US · HK · SG · CN (SH/SZ) · SEA · EU

Product Types

Equities · Options · Futures · Funds · Other Financial Products

Access Channels

Desktop · Mobile · OpenAPI · FIX · Integration with Major OMS/EMS Systems

Institutional Clients & Service Scope

Corporate Clients

Account Opening & Trading

Open corporate accounts and trade across multiple markets, post-IPO trading and position management.

Underwriting & Capital Markets

IPO underwriting and allocation in Hong Kong, US and Singapore; share buyback programs and locked-up shares.

Flexible Account Structures

Parent/sub-account and multi-layer arrangements; support for multiple registration entities, covering listed companies, limited companies, trusts and VCCs.

Funds, Asset Managers & Professional Trading Teams

EAMs / Family Offices

Global Institutional Coverage

Local teams and service capabilities across eight markets.

Hong Kong*

Equity trading in the Hong Kong and U.S. markets
Asset-management partnerships

*Hong Kong indicates the domicile of the principal license holder. Services available in each market are subject to local laws and licensing.

Five Institutional Service Pillars

One institutional account connecting execution, custody & clearing, financing, securities lending, and capital markets.

Trading Execution

Global Market Access

Low-latency Order Routing and Execution

OMS / EMS integration

Custody, Clearing & Settlement

Multi-asset Custody

Efficient Clearing and Settlement

Asset Segregation and Protection

Financing Solutions

Flexible Leverage Financing

Facility Sizes and Rates Agreed under Institutional Terms

Risk Management for Leverage and Margin Calls

Securities Lending

Global Securities Inventory and Short-selling Strategy Support

Execution of Securities Lending Agreements Where Required

Borrowing Availability and Fees Subject to Market Conditions

Capital Markets Solutions

IPO Underwriting and Corporate Buyback Programs

Block and Locked-in Share Placement Arrangements

Asia ECM and IBD Investment Banking Services

External Asset Manager (EAM) Dedicated Platform

Assets remains in the client’s own name. Advisors have role-based access only, and every action is logged.

Suitable for licensed asset managers, family offices, and professional investors.

Investment Advice and Order Placement

Provide investment advice to clients and assist with order placement once authorized.

Portfolio and Reporting

View clients’ account NAV, positions and P&L; export institutional-grade statements and performance reports.

Multiple Accounts and Permissions

Manage multiple client accounts from a single platform; role-based access for viewing and trading permissions.

Compliance & Regulation

Hong Kong

SFC-licensed Entity Type 1, 2, 4, 5, 6, 9 licenses dealing in and advising on securities and futures, corporate finance advisory, and asset management.

United States

SEC registered broker-dealer and a member of FINRA and SIPC — local trading and clearing capabilities.

Singapore

MAS-licensed Entity Authorized to conduct dealing in capital markets products, asset safekeeping/custodial services, and product financing.

Technology

Service Support

Case Studies

Case A · Algorithmic Orders

Challenge

International institutions need to execute large block trades at optimal times and prices. Market volatility and price changes make execution difficult.

Solution

Provide TWAP (time-weighted average price) and VWAP (volume-weighted average price) algorithmic order support and optimize execution strategies.

Result

Achieve more competitive execution prices and higher execution efficiency and improved portfolio performance.

Case B · OpenAPI

Challenge

An investment portfolio analytics platform relied on users to enter trade data manually, compromising data accuracy and efficiency.

Solution

Integrate uSMART OpenAPI so that, with user authorization, trade data is automatically synchronized to the platform.

Result

Trade data now syncs in real time with full accuracy, enabling investors to run portfolio analysis and act directly on the platform.

Explore Service Details

Leave your details to receive our company brochure. Our institutional business manager will contact you within one business day.

Contact

Customer Service

+65 6303 0663; +65 6433 4265 (Available 24 hours on Trading Days)

insti@usmart.sg

+65 6303 0663

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uSMART Securities Limited is a licensed corporation regulated by the Securities and Futures Commission of Hong Kong (CE No. BJA907). The information on this page is intended for institutional and professional investors only and does not constitute any investment advice, offer, or solicitation. Investments involve risks, and past performance is not indicative of future results. Margin financing transactions involve leverage and may be subject to margin calls. Securities borrowing and lending services require separate agreements, and the availability of securities and applicable fees are subject to market conditions. Services available in each market are subject to local laws and regulations and the scope of applicable licences.